ASIC приостановил действие лицензии компании Red Summit Trading Partners Pty Ltd
27.03.2018 27.03.2018Новости
Финансовый регулятор Австралии Комиссия по ценным бумагам и инвестициям Австралии (ASIC) информировал общественность о том, что с 7 марта 2018 года он приостановил действие лицензии австралийских финансовых услуг (AFS) компании Red Summit Trading Partners Pty Ltd (Red Summit) на платформе WA.
ASIC обнаружил, что из-за различных кадровых изменений Red Summit в настоящее время не занимается бизнесом в сфере финансовых услуг. Поскольку заявка на изменение лицензии находится в стадии рассмотрения, лицензия Red Summit была предоставлена до 7 сентября 2018 года для обеспечения и демонстрации того, что компания в состоянии выполнить требования, касающиеся лицензии AFS и ведения бизнеса в сфере финансовых услуг.
Если Red Summit не сможет продемонстрировать, что в состоянии возобновить свою деятельность в сфере финансовых услуг, ASIC рассмотрит вопрос о том, следует ли возобновлять лицензию.
Дополнительная информация
Red Summit уполномочена предоставлять консультации по финансовым продуктам и имеет лицензию AFS с июля 2013 года.
Приостановка лицензии Red Summit является частью усилий ASIC по совершенствованию стандартов в отрасли финансовых услуг.
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